Provide end-to-end compliance control coverage for business unit product launches, generate compliance plans, manage cross-functional partner relationships, and ensure regulatory requirements are met.

Regulatory and compliance interpretation through research, analysis, and writing. Editing and reviewing compliance and regulatory information. Prioritizing workload and identifying customer needs and regulatory requirements.

Work closely with cross-functional risk and product teams to ensure compliance with financial partner and regulatory obligations. Support new product launches by defining and communicating compliance requirements. Drive remediation efforts for produc..

Develop compliance framework and supervisory system for trading and brokerage services. Collaborate with various business units to ensure products and services are compliant with regulations. Knowledge of broker dealer operations and blockchain analy..

Manage compliance with the Fair Credit Reporting Act and regulatory requirements. Advise teams on compliance requirements, identify and manage compliance-related issues, develop and implement compliance programs, and deliver training programs.

Serve as the subject matter expert on fair lending compliance and risk management. Develop and implement fair lending risk reporting tools. Monitor fair lending compliance controls and develop and implement fair lending policies, procedures, and trai..

Develop and implement policies and procedures for compliance with regulations and ethical standards. Monitor and report on compliance across the organization. Investigate and manage potential violations. Liaise with legal services and external law firms.

Develop, audit, and monitor compliance requirements for all business units and service lines. Collaborate with Ethics and Compliance Officers on projects related to Compliance Audit, Self-Monitoring, Data Mining, and Risk Assessment. Support Company ..

Assist in completing Compliance program activities, including managing Compliance Hotline, data analysis, report creation, and supporting Compliance Work Plan. Collaborate with internal teams and conduct research to effectively perform responsibilities.

Collaborate and oversee high-risk areas to ensure effective and efficient compliance program. Provide analysis, interpretation, training, and education related to requirements. Investigate risks and issues with effective research, root cause analysis..

Negotiate government contracts, grants, and legal agreements. Stay compliant with legal and regulatory requirements. Improve policies, systems, and procedures. Support sustainable government revenue streams.

Manage, coordinate, and complete compliance audits within allotted timeframes. Ensure management corrective actions and follow up items are completed according to agreed-upon deadlines. Create and maintain audit records, analytical reports, and track..

Develop and implement compliance policies and procedures. Conduct audits and assessments to gauge compliance program success. Collaborate with cross-functional teams to address compliance-related challenges. Monitor changes in laws and regulations an..

Assess technology-related compliance issues, design and document IT systems controls, collaborate with internal and external auditors, manage compliance priorities, develop IT Compliance capabilities.

Assess and manage technology-related compliance issues, collaborate with all functions of the company, prioritize R&D division's compliance needs, and develop IT Compliance capabilities and infrastructure.

Lead the Compliance Operations team in daily responsibilities, manage performance, revise processes, and collaborate with stakeholders. Develop strategic relationships with payment service providers and ensure compliance against emerging risks.

Develop and maintain compliance resources, communications, and programs for clients. Monitor regulatory and compliance developments. Arrange and coordinate compliance information, resources, requests, and educational events.

Design technical solutions for payroll compliance requirements, ensure internal stakeholders are upskilled, identify areas for process improvement, and communicate updates to the rest of the business. Relevant tertiary qualification and software busi..

Applying and interpreting audit and compliance requirements. Coordinating external audits and resolving compliance issues. Integrating compliance considerations into product development and business strategies.

Ensure institutional compliance with accreditation standards and regulations. Develop policies and procedures, conduct compliance audits, provide training to faculty/staff, and assist in institutional effectiveness initiatives. Bachelor's degree or 3..

The HR Compliance Analyst will oversee HR compliance processes, manage HR policies, and provide reports and data for audits and client requests. They will also ensure accurate and timely submissions and respond to inquiries.

Develop and manage Circle's Sanctions Compliance Program, including establishing internal strategies, policies, and procedures. Provide guidance and advice to ensure compliance with relevant regulations. Stay current on regulatory changes and collabo..

Drive annual Compliance programs such as PCI, ISO 27000 series, SOC, etc. Monitor and identify compliance issues and follow-up. Provide compliance guidance on new product features, deviations, and changes in the infrastructure.

Manage DOT Compliance for company-owned vehicles, ensuring compliance with DOT regulations and safety standards. Oversee driver qualification evaluations, manage regulatory compliance files, and collaborate with HR and Fleet Management firms.

Manage and support risk & compliance programs. Advise on compliance, regulatory, risk, and corporate matters. Counsel and provide strategic guidance on trade compliance, anti-bribery/anti-corruption, and ESG.

Support the modernization and optimization of Security-related policies and procedures. Assist in the development and enhancement of security GRC processes. Participate in vulnerability assessment efforts and help with HITRUST certifications.

Initiate internal review of incoming award documentation, prepare compliance trackers, draft award documentation, support partner monitoring, aid in preparing external audits, and perform compliance functions. Bachelor's degree and 1 year of relevant wor

Ensures compliance by examining records, reports, practices, and documentation; provides recommendations for improvement and coaching. Documents audit findings and presents them to the Quality Committee or leadership.

Lead and manage a team responsible for quality compliance and systems. Collaborate with R&D and Operations to drive quality system integration. Engage with external groups, maintain regulatory awareness, and implement risk assessment frameworks.

Manage and oversee headquarters payroll activities, ensuring compliance with regulations, accurate compensation, and maintenance of records. Develop policies, manage staff, and collaborate with auditors and tax advisors.

Develop and implement a strategy for transforming and optimizing Regulatory Intelligence and Compliance oversight. Identify emerging compliance priorities and collaborate with stakeholders to execute the compliance program.

Develop audit plans based on regulatory requirements and industry standards. Participate in audit defense activities and lead/support the strategic development of risk-based audit schedules. Conduct internal and external audits, prepare audit reports..

Collaborate with legal and compliance teams to ensure adherence to laws and regulations. Serve as the point of contact for IT audit and compliance inquiries. Integrate compliance measures into new products.

Lead regulatory compliance efforts, develop technical data for labels and packaging, collaborate with cross-functional teams, monitor regulatory developments, manage third-party certifications, develop and maintain regulatory policies and systems.

Supporting Insurance Legal and Compliance team to enhance efficiency and effectiveness. Managing projects, facilitating change, controlling costs, and reducing legal and compliance risk. Collaborating with stakeholders at all levels.

Develop and implement a strategy for transforming and optimizing Regulatory Intelligence and Compliance oversight. Identify emerging compliance priorities and collaborate with stakeholders to execute the compliance program.

Manage ongoing compliance with security and privacy frameworks, policies, procedures, and assessments. Collaborate with internal teams for effective internal controls. Lead policy and compliance development, maintain company training.

Assess and review Compliance Management System (CMS) program documents and processes. Identify regulatory gaps and develop recommendations. Perform transaction testing and communicate effectively with clients and team members.

Drive adoption of data governance policies and best practices across compliance-related data activities. Engage with data owners, data stewards, business users, and IT support staff. Administer data governance and quality software, maintain data dict..

An experienced Compliance Product Analyst is needed to ensure regulatory compliance and mitigate risks. Responsibilities include executing projects, monitoring policies and procedures, and identifying areas of weakness. 2+ years of compliance risk ma..

Manage and document scalable Security processes, maintain continuous monitoring activities, review control language, and support customer trust activities. Collaborate with various stakeholders to implement key controls and maintain security policies.

Act as Chief Compliance Officer for Coinbase Asset Management, building compliance program, advising business, developing policies, reviewing materials, performing testing, establishing training programs, and coordinating filings. 8+ years experience..

Develop and implement non-standard deal governance processes, policies, and controls. Design and maintain a framework aligned with objectives, regulations, and best practices. Collaborate with stakeholders to assess risks, implement controls, and enh..

Develop and implement security and compliance frameworks, policies, and programs. Ensure compliance with relevant laws and industry standards. Manage risks, incidents, and response plans. Collaborate with teams to maintain a strong security posture.

Administer affirmative action plan (AAP) and ensure compliance with regulatory requirements. Develop and implement audit and reporting processes. Manage federal contract compliance reporting and internal/external audits. Drive continuous improvement ..

Accurately complete and document activities outlined in the Compliance Monitoring Program. Promote highly efficient processes and systems to monitor, assess, and report on the effectiveness of compliance controls. Validate integrity of proposed edits..

Responsible for analyzing and preparing IRS Form 5500 and applicable schedules, conducting compliance testing for retirement plans, reviewing plan documents and IRS regulations, and providing guidance and support to clients and team members.

Oversee, manage, and conduct investigations into violations of company policies and applicable laws. Collaborate with cross-functional teams and external service providers. Prepare reports and presentations for senior management and track trends in i..

As a Compliance Analyst, you will partner with stakeholders to improve the company's security control environment, handle customer security inquiries, collaborate with cross-functional teams, and assist in developing remediation plans.